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E-Learning Courses



FINRA e-learning courses offer an affordable solution for Firm Element, anti-money laundering (AML) and other training needs. Firms trust FINRA's e-learning library for firmwide training on rules and regulations and how they are practically applied.

In addition, firms can supplement their existing training programs by purchasing individual courses for targeted training on specific compliance topics.

Several of FINRA’s e-learning courses are now available CFP® CE credits (0.5 – 2.0 CE credits per course). Learn more.

Note: Use of FINRA's e-learning courses does not guarantee compliance with regulatory requirements or create a safe harbor from regulatory responsibilities.