Notices Regulatory Notice 13-45FINRA Reminds Firms of Their Responsibilities Concerning IRA RolloversMonday, December 30, 2013 Regulatory Notice 13-23FINRA Provides Guidance on Disclosure of Fees in Communications Concerning Retail Brokerage Accounts and Individual Retirement AccountsThursday, July 18, 2013 Regulatory Notice 12-02FINRA Provides Guidance on Application of Communications Rules to Disclosures Required by Department of LaborFriday, January 13, 2012
