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FINRA Main Navigation

Rules & Guidance

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Notices
  • Regulatory Notice 08-38
    FINRA Provides Clarification on SEC Guidance Regarding Emergency Orders Concerning Short Selling
    Wednesday, July 23, 2008
  • Notice to Members 04-40
    NASD Clarifies ACT Short Sale Reporting Requirements
    Friday, May 28, 2004
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ARBITRATION & MEDIATION

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