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  1. Rules & Guidance
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EXPLORE THIS SECTION

FINRA Main Navigation

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Guidance
  • FAQ
    Frequently Asked Questions about Expungement of Customer Dispute Information Under Rules 12800, 12805 and 13805
    October 12, 2023
  • FAQ
    Frequently Asked Questions about FINRA Rule 2080 (Expungement)
    October 12, 2023
  • Guidance
    Regulatory Notice 23-12
    August 11, 2023
  • Guidance
    Discussion Paper – Expungement of Customer Dispute Information
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ARBITRATION & MEDIATION

FINRA operates the largest securities dispute resolution forum in the United States
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General Inquiries

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