Notices Regulatory Notice 12-29SEC Approves New Rules Governing Communications With the PublicThursday, June 14, 2012 Notice to Members 06-45SEC Approves Amendments to NASD Rule 2211 to Require Principal Pre-Use Approval of Certain Member Correspondence Sent to 25 or More Existing Retail Customers within a 30 Calendar-Day PeriodThursday, August 24, 2006 Notice to Members 98-11SEC Approves Rules Regarding Supervision, Review, and Record Retention of Correspondence; Effective February 15, 1998Thursday, January 01, 1998 Notice to Members 99-03SEC Approves Rule Amendments Requiring Review of Incoming, Written Correspondence; Effective March 15, 1999Friday, January 01, 1999 Notice to Members 98-83SEC Approves Rule Change Relating to Standards for Individual Correspondence; Effective November 16, 1998Thursday, October 01, 1998
