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Guidance
  • Notice
    Regulatory Notice 07-55
    November 14, 2007
  • FAQ
    Frequently Asked Questions (FAQ) About Fingerprint Processing
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ARBITRATION & MEDIATION

FINRA operates the largest securities dispute resolution forum in the United States
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General Inquiries

301-590-6500

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844-574-3577 (Mon-Fri 9am-5pm ET)

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To report on abuse or fraud in the industry

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File a complaint about fraud or unfair practices.

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