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EXPLORE THIS SECTION

FINRA Main Navigation

Rules & Guidance

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  • The Rulemaking Process
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Notices
  • Regulatory Notice 14-37
    Comprehensive Automated Risk Data System
    Tuesday, September 30, 2014
  • Regulatory Notice 13-42
    FINRA Requests Comment on a Concept Proposal to Develop the Comprehensive Automated Risk Data System
    Monday, December 23, 2013
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ARBITRATION & MEDIATION

FINRA operates the largest securities dispute resolution forum in the United States
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General Inquiries

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