Notices Regulatory Notice 19-23FINRA Supplements Prior Guidance on Credit for Extraordinary CooperationThursday, July 11, 2019 Regulatory Notice 13-06SEC Approves Amendments to Rule 8210Friday, January 25, 2013 Regulatory Notice 11-14FINRA Requests Comment on Proposed New FINRA Rule 3190 to Clarify the Scope of a Firm’s Obligations and Supervisory Responsibilities for Functions or Activities Outsourced to a Third-Party Service ProviderTuesday, March 29, 2011 Notice to Members 99-77NASD Regulation Modifies Default Decision ProceduresFriday, September 10, 1999
