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FINRA Main Navigation

Rules & Guidance

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Notices
  • Regulatory Notice 20-09
    2020 GASB Accounting Support Fee to Fund the Governmental Accounting Standards Board
    Tuesday, March 10, 2020
  • Regulatory Notice 18-12
    Regulatory Notice 18-12
    Tuesday, April 17, 2018
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ARBITRATION & MEDIATION

FINRA operates the largest securities dispute resolution forum in the United States
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General Inquiries

301-590-6500

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