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FINRA Main Navigation

Rules & Guidance

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Notices
  • Regulatory Notice 14-31
    SEC Approves FINRA Rule 2081 Regarding Prohibited Conditions Relating to Expungement of Customer Dispute Information
    Wednesday, July 30, 2014
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ARBITRATION & MEDIATION

FINRA operates the largest securities dispute resolution forum in the United States
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General Inquiries

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