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FINRA Main Navigation

Rules & Guidance

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Notices
  • Regulatory Notice 09-06
    FINRA Requests Comment on Proposed Rule to Establish a Leverage Limitation for Retail Forex
    Wednesday, January 21, 2009
  • Regulatory Notice 08-66
    FINRA Addresses Firms’ Retail Foreign Currency Exchange Activities
    Tuesday, November 04, 2008
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ARBITRATION & MEDIATION

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