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      2. R&G section 2
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  1. Rules & Guidance
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EXPLORE THIS SECTION

FINRA Main Navigation

Rules & Guidance

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Guidance
  • Podcast
    The New SIE Exam: Opening Doors to the Securities Industry
    September 25, 2018
  • FAQ
    SIE Exam and Exam Restructuring Frequently Asked Questions (FAQs)
    August 15, 2018
  • A Few Minutes With FINRA
    A Few Minutes with FINRA: Exam Restructuring + the SIE Exam
    June 06, 2018
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ARBITRATION & MEDIATION

FINRA operates the largest securities dispute resolution forum in the United States
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General Inquiries

301-590-6500

Securities Helpline for Seniors®

844-574-3577 (Mon-Fri 9am-5pm ET)

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To report on abuse or fraud in the industry

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File a complaint about fraud or unfair practices.

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Report a concern about FINRA at 888-700-0028

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