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      2. R&G section 2
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  1. Rules & Guidance
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FINRA Main Navigation

Rules & Guidance

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Guidance
  • FAQ
    Frequently Asked Questions about FINRA Rule 2080 (Expungement)
    October 12, 2023
  • Media Center
    What to Expect: The CE Transformation & Maintaining Qualifications Program
    January 11, 2022
  • FAQ
    Frequently Asked Questions Related to Regulatory Relief Due to the Coronavirus Pandemic
    March 24, 2020
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    Operations Professional Registration
    December 07, 2018
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    Active Military Leave Guidance
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    FINRA Qualification and Registration Requirements Frequently Asked Questions
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    Web CRD Form BD Timeliness Report Card
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    Qualification Exam Frequently Asked Questions (FAQ)
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    Web CRD® Late Filing Fee Report
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ARBITRATION & MEDIATION

FINRA operates the largest securities dispute resolution forum in the United States
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General Inquiries

301-590-6500

Securities Helpline for Seniors®

844-574-3577 (Mon-Fri 9am-5pm ET)

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To report on abuse or fraud in the industry

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File a complaint about fraud or unfair practices.

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