Notices Regulatory Notice 10-05FINRA Reminds Firms of Their Responsibilities Under FINRA Rule 2330 for Recommended Purchases or Exchanges of Deferred Variable AnnuitiesThursday, January 21, 2010 Regulatory Notice 09-32SEC Approves Amendments to NASD Rule 2821 Governing Purchases and Exchanges of Deferred Variable AnnuitiesThursday, June 11, 2009 Regulatory Notice 07-53SEC Approves New NASD Rule 2821 Governing Deferred Variable Annuity TransactionsTuesday, November 06, 2007 Notice to Members 04-45NASD Seeks Comment on Proposed Rule to Impose Specific Sales Practice Standards and Supervisory Requirements on Members for Transactions in Deferred Variable Annuities;Wednesday, June 09, 2004
