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FINRA Main Navigation

Rules & Guidance

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Notices
  • Regulatory Notice 14-35
    FINRA Requests Comment on a Revised Proposal to Adopt Consolidated FINRA Rule 2231 (Customer Account Statements)
    Tuesday, September 16, 2014
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ARBITRATION & MEDIATION

FINRA operates the largest securities dispute resolution forum in the United States
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General Inquiries

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