Notices Regulatory Notice 22-04FINRA Reminds Member Firms of Obligation to Execute Marketable Customer Orders Fully and PromptlyFriday, January 21, 2022 Regulatory Notice 09-08SEC Approves Amendments to FINRA Trade Reporting RulesFriday, January 23, 2009 Trade Reporting Notice - 2/24/09FINRA Announces Two New Trade Reporting Modifiers Related to Regulation NMSTuesday, February 24, 2009 Regulatory Notice 08-31SEC Approves Exemption from the Requirements in NASD IM-2110-2 and NASD Rule 2111 for Certain Regulation NMS-Compliant Intermarket Sweep OrdersFriday, June 20, 2008 Regulatory Notice 07-63FINRA Adopts Rule Amendments Relating to Reporting of Odd-Lot TransactionsThursday, December 13, 2007 Regulatory Notice 07-65FINRA Amends NYSE Rule 409(f) (Statements of Accounts to Customers) to Eliminate the Requirement to Include the Name of the Securities Market on which a Transaction is EffectedWednesday, December 26, 2007 Notice to Members 07-23NASD Trade Reporting Requirements Related to Regulation NMSFriday, May 11, 2007 Regulatory Notice 07-39SEC Approves Amendments Regarding OATS Routing Method Code for Intermarket Sweep OrdersThursday, August 30, 2007 Notice to Members 06-67SEC Approves Amendments to NASD Rules to Align Them with Regulation NMS;Tuesday, November 28, 2006
