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FINRA Main Navigation

Rules & Guidance

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    • Guidance
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  • The Rulemaking Process
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Notices
  • Notice to Members 05-07
    SEC Approves Amendments to Rule 2212 Concerning Frequency of Updates From the National Do-Not-Call Registry
    Friday, January 28, 2005
  • Notice to Members 04-15
    SEC Approves Amendments to NASD Rules Concerning Member Participation in the National Do-Not-Call Registry
    Tuesday, March 02, 2004
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ARBITRATION & MEDIATION

FINRA operates the largest securities dispute resolution forum in the United States
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General Inquiries

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