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FINRA Main Navigation

Rules & Guidance

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Notices
  • Regulatory Notice 21-25
    FINRA Continues to Encourage Firms to Notify FINRA if They Engage in Activities Related to Digital Assets
    Thursday, July 08, 2021
  • Regulatory Notice 20-23
    FINRA Encourages Firms to Notify FINRA if They Engage in Activities Related to Digital Assets
    Thursday, July 09, 2020
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ARBITRATION & MEDIATION

FINRA operates the largest securities dispute resolution forum in the United States
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General Inquiries

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