Notices Regulatory Notice 14-11SEC Approves Amendments to Uniform Branch Office Registration Form (Form BR)Wednesday, March 19, 2014 Notice to Members 06-12Extension of Effective Date of NASD Uniform Branch Office Definition and Certain Form BR and Form U4 Filing Requirements from May 1, 2006 to July 3, 2006 Joint Interpretive Guidance from NASD and the NYSE Relating to Uniform Branch Office Definition Under NASD Rule 3010(g)(2) and NYSE Rule 342.10Tuesday, March 21, 2006 Notice to Members 05-66SEC Approves Uniform Branch Office Registration Form (Form BR) and Conforming and Technical Changes to Forms U4 and U5Thursday, October 06, 2005 Notice to Members 05-67SEC Approves Uniform Branch Office Definition and Related Interpretive MaterialThursday, October 06, 2005 Notice to Members 02-52NASD Requests Comment on Proposed Amendments to NASD Rule 3010(g)(2) ("Branch Office Definition");Wednesday, August 21, 2002
