Speeches & Testimony


Statement Before the U.S. House Financial Services Committee’s Subcommittee on Capital Markets

December 12, 2023|Robert W. Cook

2023 Annual Conference Welcome Remarks

May 16, 2023|Robert W. Cook

Testimony Before the Committee on Banking, Housing, and Urban Affairs

July 27, 2022|Gerri Walsh

FINRA Letter in Response to Senator Warren and Representative Porter's Request for Information Regarding the Arbitrator Selection Process

February 21, 2022|Robert W. Cook

Testimony Before the Senate Special Committee on Aging

January 13, 2022|Gerri Walsh

Statement Before the Financial Services Committee U.S. House of Representatives

May 06, 2021|Robert W. Cook

Statement Before the SEC Investor Advisory Committee

December 13, 2018|Richard W. Berry

Remarks at SIFMA AML

February 12, 2018|Susan Schroeder

Equity Market Surveillance Today and the Path Ahead

September 20, 2017|Robert W. Cook

Testimony Before the Subcommittee on Capital Markets, Securities, and Investment Financial Services Committee

September 07, 2017|Robert W. Cook

Protecting Investors From Bad Actors

June 12, 2017|Robert W. Cook

Remarks From the 2017 FINRA Annual Conference

May 17, 2017|Robert W. Cook

Remarks: New Special Study Conference

March 24, 2017|Robert W. Cook

Remarks: SIFMA Compliance and Legal Society

January 10, 2017|Robert W. Cook

Remarks From MarketsMedia/Traders Magazine Equity Market Structure Town Hall Forum

November 15, 2016|Thomas Gira

Testimony Before the Subcommittee on Capital Markets and Government Sponsored Enterprises Committee on Financial Services

September 22, 2016|Robert Colby

Remarks From the SIFMA Complex Product Forum

June 16, 2016|Thomas M. Selman

Remarks at the North American Electronic Bond Trading Forum

May 10, 2016|Jonathan S. Sokobin

Remarks From Baruch College’s Financial Markets Conference

November 11, 2015|Thomas Gira

Testimony Before Employee Benefits Security Administration Advisory Council on Employee Welfare and Pension Benefit Plans

August 19, 2015|Gerri Walsh

Remarks From the LIMRA/LOMA 2015 Regulatory Compliance Exchange

March 18, 2015|Thomas M. Selman

Remarks at NSCP 2014 National Conference

October 20, 2014|Carlo V. di Florio

Remarks From the Financial Policy Joint Conference on Market Fragmentation, Fragility and Fees

September 16, 2014|John J. Brennan

Remarks From SIFMA Tech 2014

June 18, 2014|Steven J. Randich

Statement for the Record for Senate Special Committee on Aging Hearing

November 15, 2012|Gerri Walsh