Small Firm Conference Call: Regulation Best Interest (Reg BI) – Audio Recording

April 24, 2023

FINRA President and CEO Robert Cook and Vice President of Member Relations and Education Kayte Toczylowski are joined by senior staff to discuss Regulation Best Interest.

Speakers:

Robert Cook, FINRA President and Chief Executive Officer
Andrew McElduff, Vice President, Member Supervision
Nicole McCafferty, Vice President, Member Supervision
Kayte Toczylowski, Vice President, Member Relations and Education
Jim Wrona, Vice President and Associate General Counsel

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