Rule 730. Statement of Accounts

This rule is no longer applicable effective February 17, 2009.

In addition to the statements of account required by Rule 409 (Statements of Accounts to Customers), statements shall be sent not less frequently than once every month to each customer in whose account there has been an entry during the preceding month with respect to an option contract showing security and money positions, entries, interest charges and any special charges that may have been assessed against such account during the period covered by the statement; provided, however, that such charges need not be specifically delineated on the statement if they are otherwise accounted for on the statement and have been itemized on transaction confirmations. With respect to options customers having a general (margin) account, such statement shall also provide the mark-to-market price and market value of each option position and other security positions in the general (margin) account, the total market value of all positions in the account, the outstanding debit or credit balance in the account, and the general (margin) account equity. The statement shall bear a legend stating that further information with respect to commissions and other charges related to the execution of listed option transactions has been included in confirmations of such transactions previously furnished to the customer, and that such information will be made available to the customer promptly upon request. The statement shall also bear a legend requesting the customer to promptly advise the member or member organization of any material change in the customer's investment objectives or financial situation.

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