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Recent Governance and Election Notices

2023 GOVERNANCE/ELECTION NOTICES

LINK TITLE DATE POSTED
https://www.finra.org/rules-guidance/notices/special-notice-032923 FINRA Encourages Engagement in Advisory Committees 3/29/2023
https://www.finra.org/rules-guidance/notices/special-notice-042523 2023 Election Process Overview 4/25/2023
https://www.finra.org/rules-guidance/notices/election-notice-05312023 Nominee for Upcoming FINRA Board of Governors Election Petitions for Candidacy Due: Monday, July 17, 2023 5/31/2023
https://www.finra.org/rules-guidance/notices/election-notice-080723 Notice of Annual Meeting of FINRA Firms and Election Proxy 8/7/2023
https://www.finra.org/rules-guidance/notices/election-notice-sfac-091123 Call for Candidates for Upcoming FINRA Small Firm Advisory Committee Election Nomination Deadline: October 11, 2023 9/11/2023
https://www.finra.org/rules-guidance/notices/election-notice-091123 Call for Candidates for Upcoming FINRA Regional Committee Elections Nomination Deadline: October 11, 2023 9/11/2023