Notices
FINRA publishes Notices to provide firms with timely information on a variety of issues. To obtain a Notice published prior to 1995, please contact FINRA MediaSource at (240) 386-4200.
| Publication Date | Title | Description |
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| Notice To Members 85-27 | Approval of Recodified By-Laws and New Code of Procedure
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| Notice To Members 85-26 | Adoption of an Amendment to the Interpretation of the Board of Governors on "Forwarding of Proxy and Other Materials"
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| Notice To Members 85-24 | NASDAQ Equity Audit Trail
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| Notice To Members 85-25 | Bevill, Bresler & Schulman, Incorporated Bevill, Bresler & Schulman Securities, Inc. Austin Investment Planning, Inc. 301 South Livingston Avenue Livingston, New Jersey
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| Notice To Members 85-23 | Quarterly Checklist of Notices to Members
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| Notice To Members 85-22 | NASDAQ National Market System Grows to 1,861 Securities With 100 Voluntary Additions on April 16, 1985
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| Notice To Members 85-21 | Request for Comments on Proposed Rule on Private Securities Transactions
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| Notice To Members 85-20 | Request for Comment on Proposed Corporate Governance Requirements for NASDAQ National Market System Companies
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| Notice To Members 85-19 | NASDAQ National Market System Grows to 1,766 Securities With 100 Voluntary Additions on April 2, 1985
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| Notice To Members 85-18 | Proposed Amendment to Article III, Section 33 of the Rules of Fair Practice — "Options"
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| Notice To Members 85-17 | Request for Comments on Proposed Amendment to Appendix F Concerning Sales Incentives for Direct Participation Programs
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| Notice To Members 85-16 | Holiday Settlement Schedule
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| Notice To Members 85-15 | Questionnaire Concerning an Information Service for Direct Participation Program Securities
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| Notice To Members 85-14 | Brentwood Securities, Inc. 11487 Wilshire Boulevard, 3rd Floor Los Angeles, California 90025
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| Notice To Members 85-13 | NASDAQ National Market System Grows to 1,569 Securities With 100 Voluntary Additions on March 5, 1985
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| Notice To Members 85-12 | Fiduciary Obligations of Members When Handling Customer Limit Orders
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| Notice To Members 85-11 | Expansion of the Small Order Execution System (SOES)
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| Notice To Members 85-10 | NASDAQ National Market System Grows to 1,472 Securities With 100 Voluntary Additions on February 19, 1985
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| Notice To Members 85-9 | Holiday Settlement Schedule — February, 1985
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| Notice To Members 85-8 | NASDAQ National Market System Grows to 1,378 Securities With 100 Voluntary Additions on February 5, 1985 and Four Mandatory Inclusions on February 12, 1985
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| Notice To Members 85-7 | Changes to Georgia Blue Sky Registration Requirements for NASDAQ Companies
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| Notice To Members 85-6 | Amendment to Corporate Financing Filing Requirements Effective March 1, 1985
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| Notice To Members 85-5 | Follow-up to NASD Notice to Members 84-48 Dealing with Concessions Receivable and Related Commissions Payable
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| Notice To Members 85-4 | Quarterly Checklist of Notices to Members
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| Notice To Members 85-3 | Membership Vote on Proposed Amendments to Association's By-Laws and Solicitation of Comments on Proposed Amendments to the Code of Procedure
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| Notice To Members 85-2 | NASDAQ National Market System Grows to 1,276 Securities With 100 Voluntary Additions on January 22, 1985
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| Notice To Members 85-1 | Martin Luther King, Jr.'s Day: Trade Date — Settlement Date Schedule
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| Notice To Members 84-73 | Proposed Amendment to the Uniform Practice Code to Require Prompt Settlement of Syndicate Accounts
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| Notice To Members 84-72 | Expansion of NASDAQ National Market System
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| Notice To Members 84-71 | SEC Rule 15c2-2 Fully Effective
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| Notice To Members 84-70 | 25 Stocks Added to the Small Order Execution System (SOES)
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| Notice To Members 84-69 | Offshore Shell Bank Licenses Registered in Majuro, Marshall Islands
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| Notice To Members 84-68 | Amendments to the Uniform Practice Code to Provide for a Liability Notice Procedure and a Liability Notice Form
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| Notice To Members 84-67 | NASDAQ National Market System Grows to 1,185 Securities With 50 Voluntary Additions on December 18, 1984
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| Notice To Members 84-66 | Vantage Securities of Colorado, Inc. 7000 E. Belleview Avenue, #307 Englewood, Colorado
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| Notice To Members 84-65 | Christmas Day–New Year's Day: Trade Date—Settlement Date Schedule
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| Notice To Members 84-64 | Securities and Exchange Commission Interpretation of Application of Rule 15c2-4 to Direct Participation Program Offerings
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| Notice To Members 84-63 | Small Order Execution System (SOES)
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| Notice To Members 84-62 | Effect of the Tax Reform Act of 1984 and Amendments to Various NASD and SEC Rules on NASD Qualification Examinations
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| Notice To Members 84-61 | PLATO Learning Centers to Close Thanksgiving Week, November 19–23, 1984
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