Notices
FINRA publishes Notices to provide firms with timely information on a variety of issues. To obtain a Notice published prior to 1995, please contact FINRA MediaSource at (240) 386-4200.
| Publication Date | Title | Description |
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| Notice To Members 84-60 | 1985 Schedule of Holidays
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| Notice To Members 84-59 | National Market System Grows to 1,142 Securities With 40 Voluntary Additions on November 20, 1984
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| Notice To Members 84-58 | Thanksgiving Day: Trade Date — Settlement Date Schedule
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| Notice To Members 84-57 | Federal Reserve Board Acts to Grant Immediate Margin Status To All NASDAQ/NMS Issues
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| Notice To Members 84-56 | Three Securities Mandated to Join NASDAQ/NMS on November 13, 1984
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| Notice To Members 84-55 | Implementation of NASDAQ Equity Audit Trail
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| Notice To Members 84-54 | Quarterly Checklist of Notices to Members
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| Notice To Members 84-53 | Request for Comments on Proposed Amendment to Appendix F Concerning Suitability Requirements for Freely Tradeable Partnership Units
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| Notice To Members 84-52 | Next NASDAQ/NMS Phase-In Scheduled for October 16
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| Notice To Members 84-51 | Amendments to Code of Arbitration Procedure
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| Notice To Members 84-50 | Trade Date — Settlement Dates for October and Early November
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| Notice To Members 84-49 | 32 More Securities to Join NASDAQ/NMS on September 18, 1984
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| Notice To Members 84-48 | New SEC Staff Interpretation Concerning the Treatment of Concessions Receivable and Related Concessions Payable Under the Uniform Net Capital Rule
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| Notice To Members 84-47 | Adoption of Amendments to Section 4 of Appendix A, Article III, Section 30 of the Association's Rules of Fair Practice
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| Notice To Members 84-46 | SEC Approval of Revised Rules for Bunching of NASDAQ/NMS Trades
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| Notice To Members 84-45 | Request for Comments on a Proposed New Section to the Uniform Practice Code Concerning Customer Account Transfers
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| Notice To Members 84-44 | Amendments to the Uniform Practice Code Sections 5, 9, 12 and 30
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| Notice To Members 84-43 | NASDAQ Market Open on Election Day, November 6, 1984
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| Notice To Members 84-42 | Labor Day: Trade Date — Settlement Date Schedule
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| Notice To Members 84-41 | 40 More Securities to Join NMS on August 14
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| Notice To Members 84-40 | Compensation Arrangements with respect to Sale of Mutual Fund Shares
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| Notice To Members 84-39 | Quarterly Checklist of Notices to Members
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| Notice To Members 84-37 | Interpretation of Venture Capital Restrictions
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| Notice To Members 84-36 | Request for Comments on Possible Amendments to Venture Capital Restrictions
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| Notice To Members 84-38 | Five Securities Mandated to Join NMS August 7, 1984
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| Notice To Members 84-35 | NMS Securities to Surpass 1,000 Mark on July 10, 1984
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| Notice To Members 84-34 | Implementation of the NASAA/CRD Temporary Agent Transfer Program (TAT) Via the Central Registration Depository — Need to File Broker-Dealer Undertaking
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| Notice To Members 84-33 | Independence Day Trade Date — Settlement Date Schedule
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| Notice To Members 84-32 | June S. Jones Co. 225 S. W. Broadway Portland, Oregon
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| Notice To Members 84-31 | First Interwest Securities Corp. 7800 E. Union Avenue, Suite 900 Denver, Colorado 80237
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| Notice To Members 84-30 | Monthly Statistical Report Subscription Service
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| Notice To Members 84-29 | 48 Securities Mandated to Join NMS on June 19, 1984
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| Notice To Members 84-28 | Amendments to Appendix F Concerning Sales Incentives for Direct Participation Programs
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| Notice To Members 84-27 | SEC Request For Comments on NASDAQ Options Proposal (Comment Period Ends on June 15, 1984)
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| Notice To Members 84-26 | Request for Comment on Proposed Criteria for NASDAQ NMS Designation
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| Notice To Members 84-25 | Quarterly Checklist of Notices to Members
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| Notice To Members 84-24 | Memorial Day Trade Date — Settlement Date Schedule
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| Notice To Members 84-23 | National Market System Grows to 935 Securities With 50 Additions on May 15
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| Notice To Members 84-22 | 10 Securities Mandated to Join NMS on May 8, 1984
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| Notice To Members 84-21 | Adoption of a New Rule of Fair Practice and Other Amendments Regulating Activities of Members Experiencing Financial or Operational Difficulties
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