Invalid Ballots

Sec. 6.12 The Independent Agent shall declare a ballot invalid if one or more of the following conditions exists:

(a) the ballot is not signed by the Executive Representative (unless Section 6.11 applies);

(b) a vote is not indicated on the ballot; or

(c) a vote for more than one candidate is indicated on the ballot.

Renumbered from Sec. 6.24 and amended by SR-FINRA-2008-046 eff. Nov. 6, 2008.
Amended by SR-NASD-97-71 eff. Jan. 15, 1998.