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Get SET - State Examiner Training


FINRA and NASAA are bringing securities regulators together for a joint virtual conference dedicated to training state securities examiners on conducting broker-dealer exams. This collaborative, two-day event focuses on strategies and solutions to help examiners strengthen their skills. Day 1 is geared for examiners with less than 3 years of experience. Day 2 is structured for examiners with more than 3 years of experience, but examiners of any experience level are welcome to register on either day.


View the State Examiner Training online brochure.


2023 Get SET was held January 25-26. Registration is closed.


This event is not open to the media.