FINRA Announces SFAB, NAC and District Committee Election Results and Appointments

Executive Summary

FINRA recently concluded elections to fill vacant seats on the Small Firm Advisory Board (SFAB), National Adjudicatory Council (NAC) and District Committees. Additionally, the FINRA Board appointed individuals to fill other vacancies. This Notice lists the individuals elected and appointed to fill vacancies on the SFAB, NAC and District Committees.

Questions concerning this Election Notice may be directed to:

• Marcia Asquith, Executive Vice President, Board and External Relations and Corporate Secretary, at (202) 728-8949; or
• Jennifer Piorko Mitchell, Vice President, Corporate Governance and Deputy Corporate Secretary, at (202) 728-8949.