Bond
Sec. 7.6 FINRA Regulation may secure the fidelity of any or all of its officers, agents, or employees by bond or otherwise.
Amended by SR-FINRA-2008-046 eff. Nov. 6, 2008. Amended by SR-NASD-97-71 eff. Jan. 15, 1998. |
Amended by SR-FINRA-2008-046 eff. Nov. 6, 2008. Amended by SR-NASD-97-71 eff. Jan. 15, 1998. |