9800. TEMPORARY CEASE AND DESIST ORDERS
This rule is no longer applicable. NASD Rule 9800 has been superseded by FINRA Rule 9800. Please consult the appropriate FINRA Rule.
(The entire Rule 9800 Series, and related amendments adopted by SR-NASD-98-80 to Rule 8310, IM-8310-3(c)(1) (formerly IM-8310-2(d)(1), renumbered by SR-NASD-2003-168), 9120(x), 9241(c), 9290, 9311(b), 9312(b), and 9360, and by SR-NASD-2003-110 to Rule 9556, shall expire on June 23, 2009, unless extended or permanently adopted by the Association pursuant to SEC approval at or before such date.)
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Amended by SR-NASD-2007-033 eff. June 23, 2007. Amended by SR-NASD-2005-061 eff. May 11, 2005. Amended by SR-NASD-2003-110 eff. June 28, 2004. Adopted by SR-NASD-98-80 eff. June 23, 2003. Selected Notices: 03-35, 04-36. |