9730. Request for Hearing
This rule is no longer applicable. NASD Rule 9730 has been superseded by FINRA Rule 9730. Please consult the appropriate FINRA Rule.
Upon request, the applicant shall be granted a hearing after reasonable notice. In the absence of such request for a hearing, NASD's Office of Hearing Officers may, in its discretion, have any application set down for hearing or consider the matter on the basis of the application and supporting documents.
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Amended by SR-NASD-2007-052 eff. Aug. 1, 2008. Amended by SR-NASD-2005-087 eff. Aug. 1, 2006. Amended by SR-NASD-2002-97 eff. July 29, 2002. Amended by SR-NASD-98-88 eff. May 4, 1999. Amended by SR-NASD-97-97 eff. Jan. 15, 1998. Selected Notice to Members: 08-34. |