9720. Form of Application
This rule is no longer applicable. NASD Rule 9720 has been superseded by FINRA Rule 9720. Please consult the appropriate FINRA Rule.
All applications shall be in writing, and shall specify in reasonable detail the nature of and basis for the redress requested. If the application consists of several allegations, each allegation shall be stated separately. All applications must be signed and shall be directed to NASD's Office of Hearing Officers relating to automated quotation, execution or communications system owned or operated by NASD.
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Amended by SR-NASD-2007-052 eff. Aug. 1, 2008. Amended by SR-NASD-2005-087 eff. Aug. 1, 2006. Amended by SR-NASD-2002-97 eff. July 29, 2002. Amended by SR-NASD-98-88 eff. May 4, 1999. Amended by SR-NASD-97-97 eff. Jan. 15, 1998. Selected Notice to Members: 08-34. |