9345. Subcommittee or Extended Proceeding Committee Recommended Decision to National Adjudicatory Council
This rule is no longer applicable. NASD Rule 9345 has been superseded by FINRA Rule 9345. Please consult the appropriate FINRA Rule.
A Subcommittee or, if applicable, an Extended Proceeding Committee, shall present a recommended decision in writing to the National Adjudicatory Council before the meeting of the National Adjudicatory Council at which the disciplinary proceeding shall be considered.
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Amended by SR-NASD-97-81 eff. Jan. 16, 1998. Adopted by SR-NASD-97-28 eff. Aug. 7, 1997. |