9290. Expedited Disciplinary Proceedings
For any disciplinary proceeding, the subject matter of which also is subject to a temporary cease and desist proceeding initiated pursuant to Rule 9810 or a temporary cease and desist order, hearings shall be held and decisions shall be rendered at the earliest possible time. An expedited hearing schedule shall be determined at a pre-hearing conference held in accordance with Rule 9241.
Amended by SR-FINRA-2008-021 eff. Dec. 15, 2008. Adopted by SR-NASD-98-80 eff. June 23, 2003. Selected Notices: 03-35, 08-57. |