8330. Costs of Proceedings
A member or person associated with a member disciplined pursuant to Rule 8310 shall bear such costs of the proceeding as the Adjudicator deems fair and appropriate under the circumstances.
Amended by SR-FINRA-2008-021 eff. Dec. 15, 2008. Amended by SR-NASD-97-28 eff. Aug. 7, 1997. Amended Nov. 1, 1991; Apr. 15, 1992. Selected Notices to Members: 90-61, 08-57. |