6438. Displaying Priced Quotations in Multiple Quotation Mediums
Members that display priced quotations on a real-time basis for an OTC Equity Security in two or more quotation mediums that permit quotation updates on a real-time basis must display the same priced quotations for the security in each medium, except with respect to a price quotation that represents a customer limit order displayed on an electronic communications network in conformance with the exception to Rule 6460 provided in paragraph (b)(5) of that rule.
Adopted by SR-FINRA-2011-052 eff. May 31, 2012. Selected Notice: 12-13. |
- Regulatory Notice 12-13March 02, 2012