6340B. Reports
A Trade Reporting Facility Participant shall make such reports to FINRA as may be prescribed from time to time by FINRA.
Renumbered from Rule 6340C by SR-FINRA-2008-066 eff. Jan. 1, 2009. Amended by SR-FINRA-2008-021 eff. Dec. 15, 2008. Adopted by SR-NASD-2007-011 eff. April 18, 2007. Selected Notice: 08-57. |