6210. General
The Alternative Display Facility ("ADF") is a facility operated by FINRA for members that choose to quote or effect trades in ADF-eligible securities otherwise than on an exchange. The ADF collects and disseminates quotations and trade reports, and compares trades. Those FINRA members that use ADF systems for quotation or trade reporting activities must comply with the Rule 6200 and 7100 Series, as well as all other applicable FINRA rules and the federal securities laws.
| Amended by SR-FINRA-2013-053 eff. Feb. 3, 2014. Amended by SR-FINRA-2008-021 eff. Dec. 15, 2008. Amended by SR-NASD-2006-091 eff. March 5, 2007. Amended by SR-NASD-2007-005 eff. Jan. 27, 2007. Amended by SR-NASD-2005-087 eff. Aug. 1, 2006. Amended by SR-NASD-2004-160 eff. Oct. 26, 2004. Amended by SR-NASD-2004-012 eff. Jan. 26, 2004. Amended by SR-NASD-2003-67 eff. April 7, 2003. Adopted by SR-NASD-2002-97 eff. July 29, 2002. Selected Notice: 08-57. |
- Regulatory Notice 08-75December 10, 2008