4632. Transaction Reporting
4630. Reporting Transactions in Designated Securities
This rule is no longer applicable effective December 15, 2008.
This Rule 4630 Series applies to the reporting by members of transactions in designated securities to the NASD/Nasdaq Trade Reporting Facility.
Amended by SR-NASD-2006-104 eff. March 5, 2007. Adopted by SR-NASD-2005-087 eff. Aug. 1, 2006. |