4621. Suspension and Termination by NASD Action
This rule is no longer applicable. NASD Rule 4621 has been superseded by FINRA Rule 6360A. Please consult the appropriate FINRA Rule.
NASD may, pursuant to the procedures set forth in the Rule 9000 Series, suspend, condition, limit, prohibit or terminate a Trade Reporting Facility Participant's ability to use NASD/Nasdaq Trade Reporting Facility services in one or more designated securities for violations of applicable requirements or prohibitions.
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Amended by SR-NASD-2006-104 eff. March 5, 2007. Adopted by SR-NASD-2005-087 eff. Aug. 1, 2006. |