3170. Mandatory Electronic Filing Requirements

This rule is no longer applicable. NASD Rule 3170 has been superseded by FINRA Rule 4517. Please consult the appropriate FINRA Rule.

Each member shall be required to file with NASD, or otherwise submit to NASD, in such electronic format as NASD may require, all regulatory notices or other documents required to be filed or otherwise submitted to NASD, as specified by NASD.


Adopted by SR-NASD-2006-060 eff. Dec. 6, 2006.

Selected Notice: 06-61.

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