2844. Suitability
This rule is no longer applicable. NASD Rule 2844 has been superseded by FINRA Rule 2353. Please consult the appropriate FINRA Rule.
The provisions of Rule 2860(b)(19) shall apply to recommendations by members and persons associated with members regarding the purchase or sale of index warrants, currency index warrants, or currency warrants. The term "option" as used therein shall be deemed to include such warrants for purposes of this Rule.
Adopted by SR-NASD-95-37 eff. Sept. 28, 1995. Selected Notice: 95-82. |