2352. Account Approval
No member or person associated with a member shall accept an order from a customer to purchase or sell an index warrant, currency index warrant, or currency warrant unless the customer's account has been approved for options trading pursuant to Rule 2360(b)(16).
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Amended by SR-FINRA-2008-032 eff. Feb. 17, 2009. Adopted by SR-NASD-95-37 eff. Sept. 28, 1995. Selected Notices: 95-82, 08-57, 08-78. |
- Regulatory Notice 08-78December 15, 2008