13602. Attendance at Hearings
This rule is no longer applicable. NASD Rule 13602 has been superseded by FINRA Rule 13602. Please consult the appropriate FINRA Rule.
The Industry Code will apply to claims filed on or after April 16, 2007. In addition, the list selection provisions of the Industry Code will apply to previously filed claims in which a list of arbitrators must be generated after April 16, 2007; in these cases, however, the claim will continue to be governed by the remaining provisions of the old Code unless all parties agree to proceed under the new code.
The parties and their representatives are entitled to attend all hearings. Absent persuasive reasons to the contrary, expert witnesses should be permitted to attend all hearings. The panel will decide who else may attend any or all of the hearings.
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Adopted by SR-NASD-2004-011 eff. April 16, 2007. Selected Notices: 07-07 |