11730. Called Securities
Reclamation by reason of the fact that a security was delivered after publication of notice of call for its redemption, may be made without limit of time and such security may be returned to the party who held it at the time of such publication; except that this Rule shall not apply when an entire issue is called for redemption or when the security involved was dealt in specifically as a "called" security.
Amended by SR-FINRA-2010-030 eff. Dec. 15, 2010. Amended eff. Jan. 2, 1968. Selected Notice: 10-49. |